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Successive Refinement of Vector Sources under Individual Distortion Criteria

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ITW 2007, Lake Tahoe, California, September 2 - 6, 2007SuccessiveRefinementofVectorSourcesunder

IndividualDistortionCriteria

JayanthNayak∗,ErtemTuncel∗,DenizGunduz†,ElzaErkip†

ofCalifornia,Riverside,CA

Email:{jnayak,ertem}@ee.ucr.edu†PolytechnicUniversity,Brooklyn,NY

E-mail:dgundu01@utopia.poly.edu,elza@poly.edu

Abstract—Thewell-knownsuccessiverefinementscenarioisextendedtovectorsourceswhereindividualdistortionconstraintsareposedoneveryvectorcomponent.Thisextensionisthenutilizedforthederivationofanecessaryandsufficientconditionforvectorsuccessiverefinability.For2-DvectorGaussianandbinarysymmetricsources,itturnsoutthatsuccessiverefinabilityisnotgrantedeverywhere,unlikeinthe1-Dcaseforthesamesources.Moreover,thebehaviorofthesesourceswithrespecttosuccessiverefinabilityexhibitremarkablesimilarity.

∗University

i=1,2,...,N,wehave

R(D)=

ˆ)}≤DE{d(X,X

min

ˆ)I(X;X

I.INTRODUCTION

Weextendthewell-knownsuccessiverefinementscenario

tovectorsourceswhereindividualdistortionconstraintsareposedoneveryvectorcomponent.Thesingle-layercounterpartofthisproblemwasaddressedin[7],anditwaslaterarguedin[4]thatthesingle-layerversionisinfactaspecialcaseofwhatisreferredtoasrobustdescriptions[1].

Inthiswork,theachievabilityregionofthescalarsuccessiverefinementproblem,whichwasderivedindependentlybyKoshelev[3]andRimoldi[5],isextendedtocoverthevectorsourcesunderindividualdistortioncriteriainastraightforwardmanner.Thisextension,inturn,isutilizedforthederivationofanecessaryandsufficientconditionfor“vectorsuccessiverefinability.”Notsurprisingly,thisconditionisalsoastraight-forwardextensionoftheMarkovityconditionderivedin[2].WethenusetheMarkovityconditiontoinvestigatewhethervectorsuccessiverefinabilityholdsfortwointerestingcases:(i)2-DGaussianvectorsandsquare-errorcriteriononeachvectorcomponent,and(ii)2-DbinarysymmetricvectorsandHammingdistortiononeachcomponent.Unlikeinthescalarcase,successiverefinabilityisnotgrantedeverywhere(i.e.,fromanydistortionvectorinthefirststagetoanydistortionvectorinthesecondstage)forthesetwoexamples.Also,thebehaviorofthesesourceswithrespecttosuccessiverefinabilityexhibitremarkablesimilarity.

II.EXTENSIONOFTHEACHIEVABILITYREGIONFOR

VECTORSOURCESTOMULTI-STAGECODINGWefirstrepeatherethesingle-lettercharacterizationin[7]forsingle-stagecoding.DenotingthememorylesssourceandtheauxiliaryreconstructionvariablebyX=

ˆ2...Xˆ=[Xˆ1XˆN]T,respectively,[X1X2...XN]TandX

ˆ)fordi(Xi,Xˆi)withandusingtheshorthandnotationd(X,X

whereweusetheconventionthata≤bmeansai≤bifor

i=1,2,...,N.Observethatthisresultisaspecialcaseoftherobustdescriptionsresultin[1].Morespecifically,intherobustdescriptionsscenario,individualdistortioncriteriaare

ˆi)}≤Di.allowedtobeoftheformE{di(X,X

ThefollowinglemmaextendsthisresulttoLstages.

Lemma1:AdistortionvectorsequenceD1≥D2≥···≥DLandacumulativeratesequenceR1≤R2≤···≤RLareachievable1ifandonlyifthereexistauxiliaryvectorsˆ1,Xˆ2,...,XˆLsatisfyingX

ˆ1,...,Xˆl)≤I(X;X

ˆl)}≤E{d(X,X

Rl

Dl

foralll=1,2,...,L.

Weomittheproof,sinceitisastraightforwardextensionoftheproofsin[3],[5].

Corollary1:The4-tuple{D1,D2,R(D1),R(D2)}is

ˆlachievingachievableifandonlyiftheoptimalvectorsX∗

{Dl,R(Dl)}forl=1,2satisfytheMarkovchain

ˆ2−Xˆ1.X−X∗∗

1ˆ2ˆProof:If(X,X)achieves{D1,D2,R(D1),R(D2)},

wehave

(a)(b)11ˆR(D)≥I(X;X)≥R(D1)and

ˆ1,Xˆ2)≥I(X;Xˆ2)≥R(D2)R(D2)≥I(X;X

where(a)and(c)followfromLemma1,(d)fromthechain

rule,and(b)and(e)fromthedefinitionofR(D).Thus,we

ˆ1=Xˆ1,Xˆ2=Xˆ2,andX−Xˆ2−Xˆ1.musthaveX∗∗∗∗

(c)

(d)

(e)

1-4244-1564-0/07/$25.00 ©2007 IEEE319

individualHammingdistortion.ItturnsoutthatforcertainvaluesofD1andD2,thesesourcesarenotsuccessivelyrefinable.

A.2-DGaussianSources

LetthecovariancematrixofthesourceXbegivenby

󰀃󰀄1ρ

CX=

ρ1where0<ρ<1.Forsimplicity,wewillusethenotation

jj=1−Diwithproperi,j.Definethreeδi=1−Diandδi

regionsintheunitsquareontheD-planeas

D1D2

==

{D:ρ≤δ1δ2}

󰀅󰀁

δ1δc

D1∩D:ρ2≤min,

δδ

2

10.90.80.70.6ρ2D3D1δ20.50.40.30.20.10δ1δ2=ρ2D2D300.10.20.30.40.50.60.70.80.91ρ2δ1Fig.1.

ThethreeregionsD1,D2,andD3forρ=0.4.

Casei:D

D

δ2δ2−

δδ

δδ

δδ

δ1δ1

δ2δ2−

δ1δ1

δδ

δˆXδ

δ

2

,o

δ1

=

δ2

.

320

10.90.80.70.6ρ2

10.90.80.70.6ρ2δ20.50.40.30.20.10δ2󰀁√󰀂ρ√,ρνν0.50.40.3󰀁√ρ√ν,ρν󰀂ν=0.8ρ2

0.20.10ν=0.8ρ200.10.20.30.4δ1

0.50.60.70.80.9100.10.20.30.4δ10.50.60.70.80.91(a)10.90.80.70.6(b)10.90.80.70.6ρ2ρ2δ20.50.40.30.20.10󰀁√ρ√,ρνν󰀂δ20.50.40.3ν=0.8ρ20.20.10ν=0.8ρ200.10.20.30.4δ10.50.60.70.80.9100.10.20.30.4δ10.50.60.70.80.91(c)(d)

2,δ2)-planeforseveral(δ1,δ1)pairs(indicatedusing◦)satisfyingδ1=νδ1andν=0.8.WesetFig.2.Thesuccessiverefinabilityregioninthe(δ121221

ρ1=ρ=0.4.Theparticularchoicesofδ1for(a)-(d)are0.05,0.3,√ν

Dνδ.

δ1δ1νδ1

νδ1

√ν

√,ρν

1

ρ2

δ1δ1νδ1

anνsatisfies(3)withequality,and

theaboveclaimiscorroborated.However,itisalsoclearfrom(3)thatthesuccessiverefinabilityregionisnotlimitedtothatrectangularregion.

Figure2showsthesuccessiverefinabilityregionforseveral

11

choicesof(δ1,δ2).

ν

B.2-DBinarySymmetricSources

󰀋

Letthepmfofthesourcebegivenby

󰀃1

−p2PX=

−2

4

aν.T

ν)i

2.

I

4,

t

fo

2

√,ρ

ν

ν).I

321

Wefirstcomputetherate-distortionfunctionandtheoptimaltestchannelsforthesingle-stageproblem.

Theorem1:Therate-distortionfunctionfor2-Dbinarysymmetricsourcesisgivenby

H(X)−H(D1)−H(D⎪2)⎪󰀑D∈E1󰀐⎪⎪⎨H(X)−H(2p)−2pHD1+D2+2p−1

󰀑4pR(D)=

⎪⎪2(1−2p)⎪⎪⎩

D

δ

δ2

δ2

δ2δ2

δ

󰀛

δ2

δ2

2

2

4

δ2δ2

4

1

δδ

D

2

2

δ2

δ2

2

4

δ2

δ2

+

δ2

δ2δ2

δ2

δ2

−−

δ2

δ2

=

δ2

δ

,o

ν

D

4p−1

an

.I

δ2

δ2

δ2δ2

4δ2δ2

322

10.90.80.70.64p−110.90.80.70.64p−1δ20.50.40.30.20.10δ2󰀃󰀄󰀅4p−1ν(4p−1)ν,󰀆0.50.40.3󰀃󰀄4p−1ν,󰀅󰀆ν(4p−1)ν=0.84p−1

0.20.10ν=0.84p−100.10.20.30.4δ1

0.50.60.70.80.9100.10.20.30.4δ10.50.60.70.80.91(a)10.90.80.70.6(b)10.90.80.70.64p−14p−1δ20.50.40.30.20.10δ2󰀃󰀄4p−1ν,󰀅󰀆ν(4p−1)0.50.40.3ν=0.84p−10.20.10ν=0.84p−100.10.20.30.4δ10.50.60.70.80.9100.10.20.30.4δ10.50.60.70.80.91(c)(d)

2,δ2)-planeforseveral(δ1,δ1)pairs(indicatedusing◦)satisfyingδ1=νδ1andν=0.8.ToFig.3.Thesuccessiverefinabilityregioninthe(δ121221

2withρ=0.4.Theparticularchoicesofδ1for(a)-(d)are0.05,0.3,emphasizethesimilaritytotheGuassiancase,wesetp=0.29sothat4p−1=ρ1q4p−1

ν

=

ν

an

ν(4p−1).I

ν

󰀂

󰀇

,ν(4p−1)

󰀝

p(ˆx󰀊)e−β(x⊕xˆ󰀂)e−β(x⊕xˆ󰀂)

323

ˆ.Thecorrespondingbackwardchannelischaracterizedforallxby

ˆ)=󰀝pX|Xˆ(x|x

ˆ1)−β2(x2⊕xˆ2)

pX(x)e−β1(x1⊕xe

.ˆ󰀂)e−β(x⊕xˆ󰀂)p(ˆx󰀊)e−β(x⊕x

2

2.I

2

1+sts+t

s+t1+st

(s

(1−s)(1−t)

2

2

1+sts+t

4p2(1−2p)

(1+s)(1+t)

(1+s)(1+t)

sx

2(1−2p)

󰀛

4p

1+s1+s

1+t1+t

1−D1−D

.

2

at

2

2

(1+s)(1+t)

s+t1+st

324

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